Senior Governance & Control Analyst
Full time @TD BANK posted 2 hours ago in Accounting / Finance Shortlist Email JobJob Detail
-
Job ID 20720
-
Experience 2 Years
-
Qualifications Degree Bachelor
Job Description
“Job Description:
Department Overview:
The Process Risk and Control Testing team acts as ‘First Line of Defense’ using TD’s Three Lines of Defense model, as outlined in the Operational Risk Management Framework.
If you are excited to build a career where you can develop deep knowledge of risk, governance, and control issues, then join our team to help drive the business forward and elevate your own career.
TD is committed to building a culture of risk awareness and strong internal controls. As a Senior Governance and Control Analyst, reporting to the Manager II, Governance and Control, you will play a key role in supporting the enterprise Operational Risk Management (ORM) Program through the execution of control testing and issue management. Your work will help ensure that key controls identified through the Process Risk and Controls Self-Assessment (pRCSA) are well designed and operating effectively and that any gaps are addressed in a timely and effective manner.
Key Responsibilities
Execute key control testing engagements in a timely manner, in accordance with TD’s ORM Control Testing standards.
Assess the design and operational effectiveness of controls, clearly document results, and identify deficiencies and /or enhancement opportunities where applicable.
Raise and document findings based on control testing outcomes, ensuring accurate classification and appropriate risk ratings.
Collaborate with business partners to review and validate remediation plans, providing constructive feedback and support to ensure sustainable solutions.
Monitor progress on remediation efforts and validate closure of findings in alignment with established Issues Management Standards and timelines.
Stay current on TD’s Risk Management frameworks, policies, and industry best practices to ensure testing and issue management activities remain effective and relevant.
Perform independent review of the Tester’s work prior to 2A submission.
Assist with special projects, as required.
Job Requirements
Undergraduate degree in Business, Risk Management, or a related discipline is preferred.
2+ years pRCSA and Control Testing experience in a 1B function is preferred.
Strong understanding of the pRCSA process, control design and effectiveness principles, and issue management lifecycle is an asset.
Excellent analytical skills, attention to detail, and ability to synthesize information and identify key insights.
Strong written and verbal communication skills, with the ability to build and maintain strong working relations with cross functional teams.
Excellent organizational skills with the ability to multi-task, mee deadlines and adapt to change in a fast-paced dynamic environment.
Ability to solve problems, think critically and escalate issues as required.
“
Required skills
Other jobs you may like
-
Director CNA
- @ TD BANK
- Calgary, AB